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Citigroup Fined For Not Disclosing Conflicts Of Interest

Sunday, January 22, 2012 - 3:25 PM
The Financial Industry Regulatory Authority (FINRA) has fined Citigroup Global Markets, Inc. $725,000 for failing to disclose certain conflicts of interest in its research reports and research analysts' public appearances.

http://www.consumeraffairs.com/news04/2012/01/citigroup-fined-for-not-disclosing-conflicts-of-interest.html
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ShorebreakShorebreak2,371 posts since
Apr 6, 2010
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